THE WILL OF THE PEOPLE; HUMAN RIGHTS
AND CONSTITUTION MAKING IN
by Janelle
M. Diller
Legal Director International Human Rights Law Group
We find ourselves in an era of accelerated change. Many nations around the world, including
Into the SLORC-controlled environment
in which an electoral mandate
continues to be withheld and reports of human rights abuses appear with disturbing frequency, the
SLORC has announced a plan for
arriving at a national consensus which will pave the way for a new constitution to be drafted. How can
the Burmese people exercise
such a supreme act of popular sovereignty under these conditions? And what international
legal standards govern the constitution-making
process and its result?
Let
me briefly review events leading up to the present scenario in order to provide insight into the complexities involved in the establishment of a constitutional culture
in
A. Historic Perspective
From the start of modern
The constitutions of
The ethnic nationalist movements played a decisive role
in the constitution-making
process on the eve of independence. To address the concerns of ethnic communities, the Panglong
Conference was called in
February 1947.[4]
The Panglong Agreement laid the foundation for
the Union of Burma. Under that agreement, the Shans,
Kachins and Chins agreed to cooperate with the interim Burmese Government in framing the constitution on
the condition that they receive full autonomy in internal administration and
enjoy all the rights and privileges "regarded as fundamental in democratic
countries."[5]
The Kachins agreed to have the question of an autonomous Kachin state considered further by the constituent
assembly.
The 1947 constituent assembly was selected in
countrywide elections.
The 255 seats were filled by representatives from various parties, including the racial
parties of the Karens, Kachins,
Chins, Shans, and Karennis. In September 1947, the assembly finally adopted the
constitution.
The 1947 constitution formed a multi-party, bicameral parliamentary democracy. In
recognition of
Despite the determination to be a united country,
U Nu's brief second tenure was riddled with economic instability and internal political
division. In March 1962, upon U Nu's announcement that all foreign trade would be nationalized, the military intervened and General Ne
Win seized power. Since 1962,
In 1974, during Ne Win's rule, a new constitution was promulgated ('1974 Constitution')
creating the
While ostensibly guaranteeing the rights and freedoms of
individual citizens, the
1974 Constitution set so many qualifications on those guarantees that they were in effect nullified by
the state. The 1974 Constitution, unlike its 1947 predecessor, did not acknowledge
ethnic distinctions between the Burmese people and instead characterized the population as homogeneous. This caused yet more
consternation and bitterness among
The 1974 Constitution was adopted in a national
referendum that same
year. Later in 1974 the government held an election in which only BSPP candidates were
allowed to run. Similar elections followed in 1978, 1981, and 1985. Fraud and other irregularities reportedly marked the administration
of the 1974 constitutional referendum and the elections during the Ne Win
period. Reliable reports
indicate that ballots cast into the ballot box for votes against the proposed constitution or
the sole candidate were routinely
transferred by election administrators into the ballot box supporting the constitution or
proposed candidate.[6]
In 1988, long suppressed political and economic tensions
led to large, mostly
non-violent demonstrations that resulted in the resignation of Ne Win and emergence of two successive
replacement* within a
period of two months. As demonstrators continued to call for democracy, Ne Win's secret police
kept account of the identity of those involved. Then, on
Brutal suppression by the military government ensued
which left thousands of
people dead. Many other activists fled the country for fear of reprisals and most of those who
chose to remain are being held as political prisoners. The military regime of
SLORC has since been
running a government which, by their own terms, is extra-constitutional and
outside the law.[7]
However, the SLORC agreed to hold general elections on
Though Gen. Saw Maung is the nominal head of state under SLORC, no one doubts that Ne Win
still wields considerable power. SLORC continues to hold the people in its grip. Almost all members of
the NLD, including Aung San Suu Kyi, remain in detention—either jailed or under house arrest. Confirmed reports
indicate frequent use of
torture in detention; some have died in jail. Some political prisoners are tried
summarily before military tribunals and have received harsh sentences, including hard labor, which, in some cases, have been arbitrarily
increased or doubled later. Secondary schools and universities which had been closed for extended periods of time have been
reopened only on the condition that they will not become politically active. Especially in the ethnic
states, people are kidnapped by the military and used as human mine sweepers and porters; many
subjected to this treatment die of exhaustion or starvation.
All forms of communication, including domestic and
foreign books and
periodicals, stage plays, movies, and musical recordings, are subject to governmental control
and censorship. All previously existing newspapers have disappeared, except for the government run Working People’s Daily published in Burmese and English
which is now the only
daily newspaper in
The slump in
The traditional respect and veneration for Buddhism that
led to the independence
slogan 'to be Burmese is to be Buddhist' is being rebuked by SLORC. Induced by the active role
Buddhist monks have
played in the call for democracy since 1988, SLORC has responded by discrediting the
monastic order, forcing many monks to disrobe[9]
and closing monasteries. Three hundred monks have reportedly joined other dissidents at the Thai-Burma border and have
organized themselves into the All Burma Young Monks Union (ABYMU),[10]
In September 1990, in response to a non-violent protest by monks in Mandalay who refused to participate in
religious rituals for senior military personnel, SLORC again responded swiftly by replacing senior monks in those
monasteries which remain open with
others more sympathetic to SLORC.
All this paints a very grim picture indeed. Despite the
solid foundation
provided by the 1947 Constitution, that constitution could not address the
non-constitutional realities of economic and political life in
B. SLORC's Directives for
Constitution-Making
Despite the fact that its very existence challenges
respect for
constitutional rule of law, SLORC has created a plan for making a new constitution in the
constitutional vacuum it has created. On
the U.N. General Assembly. SLORC revealed plainly what it had been intimating since the May 1990
elections: SLORC intends to direct a constitution-making process and govern the
country until a new government
is established, perhaps elected, under a new constitution which meets SLORC's approval. U Ohn Gyaw
announced that, after
the final report of the Election Commission was accepted by SLORC,[11]
SLORC would call a national convention to be attended by elected representatives (from the May 1990
elections), political
party leaders, leaders and representatives of "national races" and "respected
veteran politicians". Based upon the consensus arrived in the convention, the elected
representatives will then
draft a new constitution for the country with "all necessary assistance" and
"suggestions" from the SLORC "in the best traditions of the Myanmar Defence
Services". SLORC will continue to govern the country until "a strong and stable government"
is formed in accordance with
the new constitution.
As to the fundamental issue of whether the people of
Burma want a new constitution at this time,
SLORC unilaterally announced on July 27, 1990 in Declaration 1/90 that "[i]t can be seen that the wish of the majority of political
parties that contested in the multiparty democratic general elections is to draw up a new constitution."[12]
In his
Another fundamental issue—whether the representatives elected
in the May 1990 elections have governing authority— appears to now be foreclosed. The Election Law,
promulgated
powers and exercising the sovereign powers of the State on behalf of the people.[14]
From June 1989 on, certain high ranking SLORC officials had intimated that the representatives elected
would not form the
Pyithu Hluttaw but rather a new constituent assembly responsible for the drafting of a new
constitution, and SLORC would not surrender its power until the new constitution had been adopted.[15]
It now appears from SLORC's
Several SLORC statements issued in August 1991 provide a
basis to speculate on what form of consensus
will emerge from the national convention and
what sort of constitution SLORC wishes to see. The statements focus on how to provide for the
"autonomy" which SLORC
unilaterally states "the majority of indigenous racial groups want".[16]
Arguing that only autonomy for racial groups will avoid serious racial unrest in the future, SLORC
proposed a "three-step-unity"
to maintain ethnic harmony: "unity within unity within unity."
Although the meaning of "unity within unity within
unity" is not clear,
SLORC appears to contemplate a form of autonomy[17]
for racial groups by
creation of a theoretically decentralized unitary constitutional system.[18]
Under the 1974 Constitution, the country was divided into four administrative levels: the central
State, states or
divisions, townships, and village-tracts or wards, respectively.[19]
A recent SLORC article posited the need for an intermediate level between township and states or
divisions, called a
township zone or district.[20]
The need was justified on the ground that an ethnic group could be better represented if township zones were created to reflect the
territorial location of the group's population, rather than the current
situation with many townships
in one state or division. Despite the explicit justification of enhanced representation, the article
announced that "the
central government should directly supervise the township or district administrative bodies to
which the rights and powers of former divisional-level organizations have been transferred" because "the principle of
autonomy for the indigenous races may be weak in practice in states and division where there are
many indigenous
groups."[21]
In sum, it appears that SLORC's control of the national
convention and constitutional drafting process will involve substantive
directives of how a constitutional system should be created. SLORC has also made clear
that it will not tolerate what it considers elements threatening to the nationalistic spirit, a statement which sounds much like the
justifications SLORC has used to detain
political dissidents. As stated by a military official on
It is
of great importance for weak multi-racial countries like ors [sic] ,
that are situated between the super powers, to defend themselves from any foreign interference and influence. Therefore,
safeguards must betaken to exclude people who might have foreign influence, have less patriotic spirit, and lack
any idea of preserving
national dignity, from any influencial [sic] positions that can determine the destiny of the country.[22]
The manner in which SLORC's constitution making process
and related guidelines
measure up to relevant international standards follows a discussion of those standards. The claim that international standards do not apply
because constitution making is a matter of internal sovereignty is no longer acceptable. Constitution making
as a process and constitutional norms as a result in large part reflect customary norms binding on all
nations that fail to
object to the norm as it emerges. Moreover, under international law, domestic law—including constitutional law—cannot excuse violations of treaty obligations.[23]
C. Principles of Representative Constitution
Making
Essential elements of constitutionalism at this time—the end of the 20th century—include popular sovereignty,
democracy, limited
government, and non-derogability of the constitution itself, even in war or emergency.[24]
Following an examination of these elements, we will see that SLORC's controlled
constitution making
process bears no legitimacy to genuine constitution making.
The notion of popular sovereignty is rooted in the premise
that the ultimate source
of authority of government is the will of the people. This fundamental right is expressed clearly
in Article 21 of the Universal Declaration of Human Rights:[25]
The
will of the people shall be the basis of the authority of government; this will
shall be expressed in periodic and genuine elections which shall be by universal and equal suffrage and
shall be held by secret vote
or by equivalent free voting procedures.
The right to such government, and the right to take part in the conduct of public affairs, are further recognized in Article 25 of the International Covenant on Civil
and Political Rights[26],
to which
The General Assembly,
Reaffirming that all Member States have an
obligation to promote
and protect human rights and fundamental freedoms stated in the Charter of the United
Nations and elaborated in
the Universal Declaration of Human Rights and the International Covenants on Human Rights and other
applicable human rights
instruments,
Aware that, in accordance with the Charter, the Organization promotes and encourages respect for human rights and fundamental freedoms for all and that
the Universal Declaration of Human Rights states that "the will of the people shall be the basis of the
authority of government" . . .
3. Urges the Government of Myanmar to allow all citizens to participate freely in the
political process in
accordance with the principles of the Universal Declaration of Human Rights . . .
The principle of popular sovereignty dates much farther
back than 20th century
U.N. pronouncements. The 1789 French Declaration of the Rights of Man and the Citizen recognized
that sovereignty lay in
the nation, not the Crown.[28]
Moreover, the Buddhist legal tradition established in pre-colonial
Along with popular sovereignty as the source of ultimate authority and legitimate government,
democracy provides another key element to
current genuine constitution making.[33]
At the root of democracy is the authentic
representation of every citizen in society
equally. The notions of universal suffrage and periodic accountability, intrinsic to democracy, are set
forth above. Democracy also implies a
system in which those vested with government
power, particularly law enforcement officials, are subject to the rule
of law.[34]
In addition, democracy requires civilian
control of the military and respect for individual rights.
The principle of limited government emanates from that of
popular sovereignty and
democracy. The government has only that power given it by the people. Devices to prevent
overreaching of power
include systems for separation of powers and such checks and balances as ombudsmen.
The mechanisms are merely a practical means of enforcement but are not themselves required for a
genuine constitution
making process.
Finally, the non-derogability of the constitution itself
is an absolute norm in a
constitutional culture. Although certain rights within the constitution may be
abrogated if so provided within the constitution and in keeping with universally-recognized principles,[35]
the constitution itself should never be suspended, not even in case of war or emergency.
Likewise, the functioning of fundamental organs of government such as the legislature and the courts, ought never to be suspended.
The preceding principles establish that, for a
constitution to be
legitimate, it must be drafted in some form that includes participation by the people—by a representative body or a representative process, including
receiving the ultimate approval of the people.[36]
The modality for constitution-making may very well
determine the substantive constitutional system[37]
and is therefore a significant choice. Although constitutional practice has included the use of expert commissions and
direct parliamentary enactments, the
culmination of constitution thinking in the Age of Enlightenment is the use of a constituent assembly.[38]
A constituent assembly elected by a
direct popular vote obviously has a
direct political mandate and therefore a compelling claim to political and constitutional legitimation.
D.
SLORC's Violation of Genuine Constitution Making Process
The requirement of a process in which the people or their
representatives freely
express their will regarding a new constitution is conspicuously absent from the current process SLORC has announced for
People's
Assembly itself, upon convening, would chart the constitutional and political course of the
country, including the decision whether, when and how to draft a new
constitution.
SLORC's unilateral announcement in
Declaration 1/90 (quoted above) that the majority of political parties wish to
have a new constitution
carries no convincing authority. The SLORC Foreign Minister's recent statement that "all political
parties have agreed to
abide by" the post-election program in Declaration 1/90 appears specious in light of the elected
parliamentarians' efforts since mid-1990 to convene the assembly and the forming of a provisional
government by some elected members in December 1990.
Even were the elected representatives to convene as a constituent assembly rather than a
governing body, the assembly would be incomplete due to the sharply increasing number of detentions of duly elected representatives
on political grounds.[39]
There are already at
least 64 representatives who have been arrested; many have been summarily tried and given harsh
sentences, in some
cases, had their sentences doubled or increased since last July. Five parliamentarians have
reportedly died in prison. SLORC's
The very presence of SLORC is abhorrent to a genuine constitution making process and the
growth of a constitutional culture.
SLORC has declared itself to be above the law, suspended the constitution, and instituted
martial law.[40]
It thus exists and governs in contradiction to all the essential elements of genuine constitution making: popular
sovereignty, democracy including civilian control of military, limited government, and absolute non-derogability of the constitution.
Moreover, despite its claims of being apolitical, SLORC
would inject an
overreaching bias into procedures that should reflect the will of the people. SLORC would also
surely implement safeguards to ensure the continuance of the military in a dominant role in the political future of
E. Charting The
Constitutional Course: Some Suggestions
International legal standards and an analysis of
In keeping with international standards, a new
constitution must also provide guarantees of political participation through provisions concerning citizenship, voting rights, and
freedom of association, including political
parties. Affirmation of fundamental
rights such as freedom of expression, religion and language should be included. The scope of any
governmental restriction should be
narrowly framed and in keeping with international
principles. Constitutional rights should be applied without discrimination on the basis of race,
religion, sex, language, political or
other opinion, property, national or social origin, birth or other status.
Finally, detention, punishment and other deprivations of fundamental rights
should be permitted only by
means of a fair legal process. Certain other rights, such as the right to be free from torture or
cruel, inhuman or degrading treatment or punishment, are non-derogable, even in
emergency or war.
If these critical components are included in a new constitution for
F. Conclusion
Rather than an exercise in constitutional law, this presentation is intended as an effort
to urge those who have the power
to act to increase pressure on the SLORC Government to step aside and allow those with the
people's mandate to chart the future course of the country. With such action, we may yet see a
transition to democracy
and the birth of a new constitution which would cherish and protect the
principles mentioned above.
The U.N. has taken steps in the right direction.
Independent experts were
appointed in 1990 and 1991 by the Commission on Human Rights to investigate human rights
abuses in
The
prestigious Norwegian Nobel Peace Prize has helped greatly. Several Association of Southeast Asian Nations (ASEAN)
emissaries to the U.N. have expressed increasing concern at the deteriorating situation in
Aung San Suu Kyi, the voice of the voiceless in
The process of making a constitution, and the
constitution itself,
should reflect the will of the people to ordain a government with powers to serve the
governed, transcending the flaws
of human nature resulting in a government unaccountable to the people. In their struggle for
freedom, peace and justice, the peoples of
[1]
In June 1989, the military
government changed the name of
[2] A recent example of
the new international attitude toward
[3] This article refers to
the ethnic majority of
[4]
The existing
tensions between the ethnic hill groups and the ethnic Burmans could be attributed in part
to the administrative system of British colonial rule. The British recruited
many men for their colonial army from various ethnic groups within
[5]
The Panglong
Agreement,
[6]
These reports
were received by the author during a fact-finding investigation in
[7] At an
[8] As described further
in the article, the people of
[9] Non-violence International, September 1991 issue of Dateline Telephone: (202) 244 6396.
[10] See note 6.
[11] In accordance with SLORC's
post-election program, the Election Commission, which is an 'independent' body,
must still submit its final report that is to scrutinize the financial returns of the candidates
that contested. "Electoral Panel Explains Work on Final
Report," Rangoon Radio Burma in Burmese,
[12] 'Full
Text' of SLORC Announcement No. 1/90,
[13] Pyithu
Hluttaw Election Law, State Law and Order Restoration Council Law No.
14/89,
[14] 1974 Constitution of
the
[15] See e.g.. Working People's Daily, April 12, 1990, at 2 (quoting SLORC
Secretary Major-General Khin Nyunt); "Saw Maung Addresses National
Defense College," Rangoon Domestic Service in Burmese, Nov.
15, 1989, printed in Foreign Broadcast Information Service (FBIS), Nov.
15, 1989 at 30; "Junta to Remain During Post-Election
Transition," Hong Kong AFP.
[16] "Military
Official on Constitution, Government," Loktha Pyeithu Nezin newspaper article
entitled "What the Form of the State Should Be in the Future",
[17] SLORC defines the "essence of
autonomy" as "self-administration
by persons elected by the local people."
[18]
Under a
decentralized unitary system, the powers of government are organized under a single
central authority, and powers of local units are held at the sufferance of the
central authority,
which exercises supreme legislative authority. E.g..
C. Palley,
Constitutional Law and Minorities (Minority Rights Group,
[20] "Paper on Form
of State, Constitution," Loktha Pyeithu Nezin in Burmese,
[21]
[23] Vienna Convention on
the Law of Treaties, opened for signature
[24] L. Henkin,
[25] U.N. Doc. A/810,
adopted
[26] 0pened for signature
[27] U.N. Doc. A/C.3/46/L.43, adopted
[28] Declaration of the
Rights of Man and the Citizen (
[29] Siddhinnanda,
"Conception of Law and Order in Buddhism: With Special Reference to
[30] Justice E. Maung, The Expansion of Burmese Law,
[31] B.G. Gokhale, "Early Buddhist Kingship", The Journal of Asian Studies, Vol. XXVI, No. 1, Nov. 1966, at 15-22.
[32] E.g.,
A. Kyaw, "The Institution of Kingship in
[33]
The author is
indebted to Professor Louis Henkin of
constitutionalism.
See infra at note…
[34] The concept of rule of law is not exclusive to democracy. Under the Buddhist legal tradition, a king is bound by the "unwritten" constitution against tyranny and repression and acquires the resources to govern only by the voluntary donation of taxes by the people. See supra at note 29.
[36] Constitutional provisions for amending the constitution must likewise reflect a means of participation by the people or the people’s representatives in the amendment process.
[37] E. McWhinney, Constitution-making: Principles, Process, Practice (Univ. of Toronto, 1981) at 27.
[38]
[39] The author owes the
following discussion to the Report of the Committee on the Human Rights of
Parliamentarians, issued
[40] See supra note 7.
[41] Recent and disturbing reports state that SLORC has been negotiating separate compromises with ethnic members of parliament to win support in exchange for withdrawal of military incursions into ethnic territory.
[42] A representative legislature is
particularly important in
[43] Aung San Suu Kyi, Freedom from Fear and other Writings, (Penguin, 1991)